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Electronic Submission of Financial Return

  Forms
 
 
SFC e-Certificate Application Form
For the purpose of submitting a FRR return electronically, by means of an online communication system approved by the SFC ("e-FRR return") under section 56 of the Securities and Futures (Financial Resources) Rules ("FRR"), the e-FRR return shall be signed by attaching a digital signature or an electronic signature to the return. This application form shall be used to apply for an SFC e-Certificate which provides an electronic signature.

An SFC e-Certificate will only be granted, upon application to the SFC, to a responsible officer or officer approved under section 58(5)(e) of the FRR of a licensed corporation.

  SFC e-Certificate Application
 
Financial Returns
Pursuant to section 402 of the Securities and Futures Ordinance, the Securities and Futures Commission specifies that the electronic form published below shall be used for a return required to be submitted under section 56(1), (2) and (3) of the Securities and Futures (Financial Resources) Rules with effect from 1 November 2008.

  Financial return form for Microsoft Office Excel 97, 2000 and 2003
  Financial return form for Microsoft Office Excel 2007 and 2010
 
Re-issuing of e-FRR System Login Password Request Form
Please use this form if you are a current holder of an e-FRR System Login Password and you need to reset it to access the e-FRR System (by SFC e-Certificate mode) for submission of financial returns.

  Re-issuing of e-FRR System Login Password Request Form
 
User Training Sessions
A series of e-FRR training sessions will be scheduled throughout the year. To enroll a particular session, please download the following application form and return it to our e-FRR System Helpdesk by e-mail e-frrhelp@sfc.hk or by fax (852) 2293 5824.

  e-FRR Briefing Session Application Form
  e-FRR Briefing Session Timetable